Rabinowitz Daniel's Form 4 filing
Natera, Inc. (NTRA) · filed Dec 27, 2021
- Accession no.
- 0001415889-21-006234
- Filed
- Dec 27, 2021
- Trade date
- Dec 22-23, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $41.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rabinowitz DanielCIK 0001857843 | Officer (SEC. AND CHIEF LEGAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +892 | –F1 | – | 56,193 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −445 | $92.99 | −$41,380.55 | 55,748 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −2 | $94.29 | −$188.58 | 55,746 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −892 | $0.00 | $0 | 4,463 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 1 transaction in Table I.