Henry Shawn's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Dec 22, 2021
- Accession no.
- 0001415889-21-006181
- Filed
- Dec 22, 2021
- Trade date
- Dec 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.48M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henry ShawnCIK 0001808553 | Officer (PLEASE SEE REMARKS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class A common stock | CConversionAcquired | +3,125 | $0.00F1 | $0 | 299,442 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −3 | $202.97 | −$608.91 | 299,439 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −7,122 | $207.33 | −$1,476,604.26 | 292,317 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Class B common stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 9,375 | Direct | |
| Dec 20, 2021 | Class A common stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 3,125 | Direct | |
| Dec 21, 2021 | Class A common stock | CConversionDisposed | 0 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. The sale of 7,125 shares of Class A common stock were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.