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Podbere Burt W.'s Form 4 filing

CrowdStrike Holdings, Inc. (CRWD) · filed Dec 22, 2021

Accession no.
0001415889-21-006180
Filed
Dec 22, 2021
Trade date
Dec 20-21, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.49M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Podbere Burt W.CIK 0001778610Officer (CHIEF FINANCIAL OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 21, 2021Class A common stockCConversionAcquired+3,125$0.00F1$0163,899Direct
Dec 21, 2021Class A common stockSSaleDisposed−1,212$201.22F3−$243,878.64162,687Direct
Dec 21, 2021Class A common stockSSaleDisposed−1,006$202.16F4−$203,372.96161,681Direct
Dec 21, 2021Class A common stockSSaleDisposed−1,570$203.35F5−$319,259.5160,111Direct
Dec 21, 2021Class A common stockSSaleDisposed−2,596$204.13F6−$529,921.48157,515Direct
Dec 21, 2021Class A common stockSSaleDisposed−3,195$205.17F7−$655,518.15154,320Direct
Dec 21, 2021Class A common stockSSaleDisposed−1,923$206.38F8−$396,868.74152,397Direct
Dec 21, 2021Class A common stockSSaleDisposed−4,618$207.30F9−$957,311.4147,779Direct
Dec 21, 2021Class A common stockSSaleDisposed−900$208.59F10−$187,731146,879Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 20, 2021Class B common stockMOption exerciseDisposed−3,125$0.00$09,375Direct
Dec 20, 2021Class A common stockMOption exerciseAcquired+3,125$0.00$040,444Direct
Dec 21, 2021Class A common stockCConversionDisposed−3,125$0.00$037,319Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Class B common stock was converted into Class A common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $200.65 to $201.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $201.66 to $202.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $202.71 to $203.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $ 203.72 to $204.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $204.72 to $205.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $205.73 to $206.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $206.81 to $207.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $208.42 to $208.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

All transactions, other than the vesting and settlement of restricted stock units awards and the sale of 9,235 shares of Class A common stock, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. The sale of 9,235 shares of Class A common stock were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.

Read the full filing on SEC EDGAR (opens in a new tab)