Wainer Andrea F's Form 4 filing
Abbott Laboratories (ABT) · filed Dec 15, 2021
- Accession no.
- 0001415889-21-005968
- Filed
- Dec 15, 2021
- Trade date
- Dec 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.96M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wainer Andrea FCIK 0001778070 | Officer (EXECUTIVE VICE PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common shares without par value | MOption exerciseAcquired | +7,000 | $47.00 | +$329,000 | 56,782 | Direct | |
| Dec 13, 2021 | Common shares without par value | MOption exerciseAcquired | +7,500 | $38.40 | +$288,000 | 64,282 | Direct | |
| Dec 13, 2021 | Common shares without par value | SSaleDisposed | −14,500 | $135.00 | −$1,957,500 | 49,782 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Shares | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 21,726 | Direct | |
| Dec 13, 2021 | Common Shares | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 15,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).