Partovi Hadi's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Dec 13, 2021
- Accession no.
- 0001415889-21-005841
- Filed
- Dec 13, 2021
- Trade date
- Dec 10, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $10.2M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Partovi HadiCIK 0001495865 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +6,781 | $139.68F1 | +$947,170.08 | 300,908 | Direct | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +15,888 | $141.26F2 | +$2,244,338.88 | 316,796 | Direct | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +29,913 | $142.23F3 | +$4,254,525.99 | 346,709 | Direct | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +19,102 | $143.52F4 | +$2,741,519.04 | 365,811 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction was executed in multiple trades at prices ranging from $139.54 to $139.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The transaction was executed in multiple trades at prices ranging from $140.79 to $141.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $141.84 to $142.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $142.85 to $143.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.