Zimlich Joseph C.'s Form 4 filing
First Western Financial Inc (MYFW) · filed Nov 30, 2021
- Accession no.
- 0001415889-21-005589
- Filed
- Nov 30, 2021
- Trade date
- Nov 29-30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $102.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zimlich Joseph C.CIK 0001745088 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +4,078 | $25.00 | +$101,950 | 36,987 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −3,391 | $30.09 | −$102,035.19 | 33,596 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +9 | $25.00 | +$225 | 33,605 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −8 | $30.91 | −$247.28 | 33,597 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −4,078 | $0.00 | $0 | 9 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −9 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.