Horowitz Richard M's Form 4 filing
Trio-Tech International (TRT) · filed Nov 26, 2021
- Accession no.
- 0001415889-21-005526
- Filed
- Nov 26, 2021
- Trade date
- Nov 19, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $168.8K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horowitz Richard MCIK 0001247606 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | SSaleDisposed | −5,000 | $8.96 | −$44,800 | 376,864 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −5,000 | $8.85 | −$44,250 | 371,864 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −9,000 | $8.86 | −$79,740 | 362,864 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.