Roberts Tracy L.'s Form 4 filing
Digi International Inc (DGII) · filed Nov 22, 2021
- Accession no.
- 0001415889-21-005394
- Filed
- Nov 22, 2021
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $957.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts Tracy L.CIK 0001540296 | Officer (VP, TECHNOLOGY SERVICES) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | MOption exerciseAcquired | +15,000 | $10.63 | +$159,450 | 65,033.31 | Direct | |
| Nov 18, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $10.81 | +$270,250 | 90,033.31 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −40,000 | $23.94 | −$957,600 | 50,033.31 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct | |
| Nov 18, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.