Ahlberg Gregory A's Form 4 filing
Abbott Laboratories (ABT) · filed Nov 17, 2021
- Accession no.
- 0001415889-21-005270
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.31M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ahlberg Gregory ACIK 0001826317 | Officer (SENIOR VICE PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common shares without par value | MOption exerciseAcquired | +6,000 | $48.98 | +$293,880 | 19,825 | Direct | |
| Nov 15, 2021 | Common shares without par value | SSaleDisposed | −3,905 | $130.00 | −$507,650 | 15,920 | Direct | |
| Nov 15, 2021 | Common shares without par value | MOption exerciseAcquired | +30,935 | $59.94 | +$1,854,243.9 | 46,855 | Direct | |
| Nov 15, 2021 | Common shares without par value | SSaleDisposed | −21,568 | $130.00 | −$2,803,840 | 25,287 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Shares | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Shares | MOption exerciseDisposed | −30,935 | $0.00 | $0 | 15,468 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).