Hombach Robert J.'s Form 4/A amendment
AmendedAptinyx Inc. (APTX) · filed Nov 16, 2021
- Accession no.
- 0001415889-21-005223
- Filed
- Nov 16, 2021
- Trade date
- Nov 11-12, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 15, 2021
This filing lists 2 non-derivative transactions. Open-market purchases total $192.0K. It was filed 5 days after the trade.
This amendment replaces 0001415889-21-005202 (filed Nov 15, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hombach Robert J.CIK 0001496182 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | PPurchaseAcquired | +5,400 | $2.40 | +$12,960 | 154,500 | Direct | |
| Nov 12, 2021 | Common Stock | PPurchaseAcquired | +74,600 | $2.40 | +$179,040 | 229,100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to update the ownership for the Reporting Person as of the date of the Form 4 filed by the Reporting Person on November 15, 2021. On April 24, 2020, the 10,000 shares held indirectly by a Grantor Retained Annuity Trust of which the Reporting Person is trustee were distributed to the Reporting Person, such that as of November 15, 2021, such shares are held directly by the Reporting Person.