Traynor Richard M.'s Form 4 filing
Certara, Inc. (CERT) · filed Nov 16, 2021
- Accession no.
- 0001415889-21-005219
- Filed
- Nov 16, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.77M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Traynor Richard M.CIK 0001834465 | Officer (SVP AND GENERAL COUNSEL) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | SSaleDisposed | −49,300 | $37.84F2 | −$1,865,512 | 248,987 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −700 | $38.56F3 | −$26,992 | 248,287 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −3,000 | $38.96 | −$116,880 | 245,287 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −14,700 | $37.85F4 | −$556,395 | 230,587 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −300 | $38.66F5 | −$11,598 | 230,287 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −5,000 | $38.96 | −$194,800 | 225,287 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $37.37 to $38.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $38.44 to $38.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $37.37 to $38.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $38.48 to $39.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.