Smith Mark L's Form 4 filing
First Western Financial Inc (MYFW) · filed Oct 26, 2021
- Accession no.
- 0001415889-21-004970
- Filed
- Oct 26, 2021
- Trade date
- Oct 22-26, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $102.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Mark LCIK 0001746537 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +4,051 | $25.00 | +$101,275 | 48,763 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −3,672 | $27.61 | −$101,383.92 | 45,091 | Direct | |
| Oct 26, 2021 | Common Stock | MOption exerciseAcquired | +36 | $25.00 | +$900 | 45,127 | Direct | |
| Oct 26, 2021 | Common Stock | SSaleDisposed | −34 | $28.76 | −$977.84 | 45,093 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −4,051 | $0.00 | $0 | 36 | Direct | |
| Oct 26, 2021 | Common Stock | MOption exerciseDisposed | −36 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.