Roy Stella's Form 4 filing
Switch, Inc. (SWCH) · filed Oct 20, 2021
- Accession no.
- 0001415889-21-004930
- Filed
- Oct 20, 2021
- Trade date
- Oct 18-20, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $11.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roy StellaCIK 0001844070 | Other: FORMER 10% OWNER |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Class A Common Stock | SSaleDisposed | −100,000 | $25.00F1 | −$2,500,000 | 1,001,829 | Direct | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −100,000 | $24.96F2 | −$2,496,000 | 901,829 | Direct | |
| Oct 20, 2021 | Class A Common Stock | SSaleDisposed | −250,000 | $25.24F3 | −$6,310,000 | 651,829 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.87 to $25.32 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.87 to $25.105 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.93 to $25.365 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.