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Roy Stella's Form 4 filing

Switch, Inc. (SWCH) · filed Oct 15, 2021

Accession no.
0001415889-21-004884
Filed
Oct 15, 2021
Trade date
Oct 13-15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $12.6M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roy StellaCIK 000184407010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 13, 2021Class A Common StockSSaleDisposed−100,000$24.70F1−$2,470,0001,501,829Direct
Oct 14, 2021Class A Common StockSSaleDisposed−200,000$25.22F2−$5,044,0001,301,829Direct
Oct 15, 2021Class A Common StockSSaleDisposed−200,000$25.27F3−$5,054,0001,101,829Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.41 to $25.005 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $25.07 to $25.37 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $25.07 to $25.365 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)