Chapman Steven Leonard's Form 4 filing
Natera, Inc. (NTRA) · filed Oct 5, 2021
- Accession no.
- 0001415889-21-004764
- Filed
- Oct 5, 2021
- Trade date
- Oct 2-5, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.29M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chapman Steven LeonardCIK 0001711968 | Director, Officer (CEO AND PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2021 | Common Stock | MOption exerciseAcquired | +3,125 | –F1 | – | 41,196 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −1,831 | $108.20F3 | −$198,114.2 | 39,365 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −500 | $109.26F4 | −$54,630 | 38,865 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −154 | $111.54 | −$17,177.16 | 38,711 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +2,084 | $13.01 | +$27,112.84 | 40,795 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +2,084 | $20.27 | +$42,242.68 | 42,879 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −1,784 | $107.89F6 | −$192,475.76 | 41,095 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −1,870 | $108.81F7 | −$203,474.7 | 39,225 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −256 | $110.24F8 | −$28,221.44 | 38,969 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −258 | $111.54 | −$28,777.32 | 38,711 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −1,084 | $105.88F10 | −$114,773.92 | 11,812 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −5,139 | $106.97F12 | −$549,718.83 | 6,673 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −4,966 | $108.07F13 | −$536,675.62 | 1,707 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −1,239 | $108.81F14 | −$134,815.59 | 468 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −431 | $110.23F15 | −$47,509.13 | 37 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −37 | $111.54 | −$4,126.98 | 0 | Indirect | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,608 | $110.91 | −$178,343.28 | 37,103 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2021 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 15,625 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −2,084 | $0.00 | $0 | 31,250 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −2,084 | $0.00 | $0 | 37,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.59 to $108.57 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.05 to $109.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.48 to $108.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.49 to $109.23 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.15 to $110.65 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.39 to $106.2450 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.4550 to $107.43 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.5550 to $108.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.5950 to $109.14 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.6250 to $110.47 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.