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Black Colin's Form 4 filing

CrowdStrike Holdings, Inc. (CRWD) · filed Oct 5, 2021

Accession no.
0001415889-21-004749
Filed
Oct 5, 2021
Trade date
Oct 4, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.02M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Black ColinCIK 0001778552Officer (CHIEF OPERATING OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 4, 2021Class A common stockCConversionAcquired+25,000–F1–200,210Direct
Oct 4, 2021Class A common stockSSaleDisposed−5,600$237.52F3−$1,330,112194,610Direct
Oct 4, 2021Class A common stockSSaleDisposed−3,395$238.68F4−$810,318.6191,215Direct
Oct 4, 2021Class A common stockSSaleDisposed−4,485$239.65F5−$1,074,830.25186,730Direct
Oct 4, 2021Class A common stockSSaleDisposed−2,126$240.39F6−$511,069.14184,604Direct
Oct 4, 2021Class A common stockSSaleDisposed−1,200$241.71F7−$290,052183,404Direct
Oct 4, 2021Class A common stockSSaleDisposed−1,915$243.26F8−$465,842.9181,489Direct
Oct 4, 2021Class A common stockSSaleDisposed−1,702$243.94F9−$415,185.88179,787Direct
Oct 4, 2021Class A common stockSSaleDisposed−4,577$245.55F10−$1,123,882.35175,210Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 4, 2021Class A common stockCConversionDisposed−25,000$0.00$037,890Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Class B common stock was converted into Class A common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $237.06 to $238.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $238.08 to $239.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $239.09 to $240.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $240.09 to $241.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

These transactions were executed in multiple trades at prices ranging from $241.49 to $242.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

These transactions were executed in multiple trades at prices ranging from $242.63 to $243.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

These transactions were executed in multiple trades at prices ranging from $243.63 to $244.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

These transactions were executed in multiple trades at prices ranging from $245.25 to $245.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)