Black Colin's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 22, 2021
- Accession no.
- 0001415889-21-004529
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Black ColinCIK 0001778552 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Class A common stock | CConversionAcquired | +3,125 | $0.00F1 | $0 | 189,276 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −9,041 | $254.59F3 | −$2,301,748.19 | 180,235 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −27 | $254.70 | −$6,876.9 | 180,208 | Direct | |
| Sep 22, 2021 | Class A common stock | SSaleDisposed | −4,998 | $252.89 | −$1,263,944.22 | 175,210 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Class B common stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 12,500 | Direct | |
| Sep 20, 2021 | Class A common stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 66,015 | Direct | |
| Sep 21, 2021 | Class A common stock | CConversionDisposed | −3,125 | $0.00 | $0 | 62,890 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
These transactions were executed in multiple trades at prices ranging from $253.64 to $254.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales on September 21, 2021 were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies. All reported sales on September 22, 2021 were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.