Podbere Burt W.'s Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 22, 2021
- Accession no.
- 0001415889-21-004522
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Podbere Burt W.CIK 0001778610 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Class A common stock | CConversionAcquired | +3,125 | $0.00F1 | $0 | 177,793 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −600 | $253.72F3 | −$152,232 | 177,193 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,086 | $255.34F4 | −$277,299.24 | 176,107 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −8,164 | $256.51F5 | −$2,094,147.64 | 167,943 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −2,079 | $257.38F6 | −$535,093.02 | 165,864 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −3,990 | $258.41F7 | −$1,031,055.9 | 161,874 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,100 | $259.08F8 | −$284,988 | 160,774 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Class B common stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 12,500 | Direct | |
| Sep 20, 2021 | Class A common stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 251,044 | Direct | |
| Sep 21, 2021 | Class A common stock | CConversionDisposed | −3,125 | $0.00 | $0 | 247,919 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $253.47 to $253.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $254.83 to $255.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $255.83 to $256.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $256.83 to $257.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $257.80 to $258.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $258.80 to $259.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions, other than the vesting and settlement of restricted stock units awards and the sale of 9,205 shares of Class A common stock, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. The sale of 9,205 shares of Class A common stock were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.