Henry Shawn's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 22, 2021
- Accession no.
- 0001415889-21-004521
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.85M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henry ShawnCIK 0001808553 | Officer (PLEASE SEE REMARKS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Class A common stock | CConversionAcquired | +3,125 | $0.00F1 | $0 | 338,319 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,592 | $253.10F3 | −$402,935.2 | 336,727 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,200 | $254.04F4 | −$304,848 | 335,527 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −3,174 | $254.71F5 | −$808,449.54 | 332,353 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,270 | $255.88F6 | −$324,967.6 | 331,083 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −16 | $257.57F7 | −$4,121.12 | 331,067 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Class B common stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 12,500 | Direct | |
| Sep 20, 2021 | Class A common stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 3,125 | Direct | |
| Sep 21, 2021 | Class A common stock | CConversionDisposed | 0 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
These transactions were executed in multiple trades at prices ranging from $252.51 to $253.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
These transactions were executed in multiple trades at prices ranging from $253.55 to $254.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
These transactions were executed in multiple trades at prices ranging from $254.55 to $255.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
These transactions were executed in multiple trades at prices ranging from $255.66 to $256.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
These transactions were executed in multiple trades at prices ranging from $257.38 to $257.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.