Brophy Michael Burkes's Form 4 filing
Natera, Inc. (NTRA) · filed Sep 13, 2021
- Accession no.
- 0001415889-21-004374
- Filed
- Sep 13, 2021
- Trade date
- Sep 9-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $739.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brophy Michael BurkesCIK 0001697362 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +3,021 | –F1 | – | 100,776 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +12,500 | –F1 | – | 113,276 | Direct | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −6,188 | $119.53 | −$739,651.64 | 107,088 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −3,021 | $0.00 | $0 | 6,042 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 2 transactions in Table I.