Woodgrift Randel William's Form 4 filing
Abbott Laboratories (ABT) · filed Sep 8, 2021
- Accession no.
- 0001415889-21-004285
- Filed
- Sep 8, 2021
- Trade date
- Sep 3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $819.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woodgrift Randel WilliamCIK 0001204554 | Officer (SENIOR VICE PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Common shares without par value | MOption exerciseAcquired | +1,000 | $38.40 | +$38,400 | 50,093 | Direct | |
| Sep 3, 2021 | Common shares without par value | SSaleDisposed | −1,000 | $129.00 | −$129,000 | 49,093 | Direct | |
| Sep 3, 2021 | Common shares without par value | SSaleDisposed | −5,350 | $129.00 | −$690,150 | 43,743 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Common Shares | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 1,333 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).