Black Colin's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 7, 2021
- Accession no.
- 0001415889-21-004262
- Filed
- Sep 7, 2021
- Trade date
- Sep 2, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.78M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Black ColinCIK 0001778552 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A common stock | CConversionAcquired | +25,000 | –F1 | – | 211,151 | Direct | |
| Sep 2, 2021 | Class A common stock | SSaleDisposed | −5,386 | $270.30F3 | −$1,455,835.8 | 205,765 | Direct | |
| Sep 2, 2021 | Class A common stock | SSaleDisposed | −11,065 | $271.12F4 | −$2,999,942.8 | 194,700 | Direct | |
| Sep 2, 2021 | Class A common stock | SSaleDisposed | −6,149 | $271.89F5 | −$1,671,851.61 | 188,551 | Direct | |
| Sep 2, 2021 | Class A common stock | SSaleDisposed | −2,300 | $273.43F6 | −$628,889 | 186,251 | Direct | |
| Sep 2, 2021 | Class A common stock | SSaleDisposed | −100 | $273.79 | −$27,379 | 186,151 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A common stock | CConversionDisposed | −25,000 | $0.00 | $0 | 62,890 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $269.65 to $270.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $270.65 to $271.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $271.65 to $272.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $272.77 to $273.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.