Stein A William's Form 4 filing
Digital Realty Trust, Inc.DLR · filed Sep 2, 2021
- Accession no.
- 0001415889-21-004198
- Filed
- Sep 2, 2021
- Trade date
- Aug 31-Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein A WilliamCIK 0001307117 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +9,885 | $0.00 | $0 | 9,885 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −9,885 | $164.03F3 | −$1,621,436.55 | 0 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +45,068 | $0.00 | $0 | 45,068 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −45,068 | $164.23F4 | −$7,401,517.64 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −9,885 | $0.00 | $0 | 248,387 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −45,068 | $0.00 | $0 | 203,319 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.03 to $164.07. The reporting person undertakes to provide Digital Realty Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.11 to $164.29. The reporting person undertakes to provide Digital Realty Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This statement of changes in beneficial ownership of securities ("Form 4") of the Issuer is filed to report information that is also being reported concurrently on a Form 4 for the Operating Partnership. The information reported on this Form 4 for the Issuer is the same information reported in the Form 4 for the Operating Partnership.