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Venkatesan Jay's Form 4 filing

Serina Therapeutics, Inc. (SER) · filed Jun 22, 2026

Accession no.
0001413350-26-000004
Filed
Jun 22, 2026
Trade date
May 22-Jun 17, 2026
Filing delay
31 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.05K. It was filed 31 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Venkatesan JayCIK 0001413350Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 22, 2026Common StockPPurchaseAcquired+589$1.78+$1,048.42589Direct
Jun 17, 2026Common StockCConversionAcquired+224,152$2.25+$504,342231,705Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 17, 2026Common StockAGrant or awardAcquired+15,250$0.00$015,250Direct
Jun 17, 2026Common Stock, $0.0001 par valueCConversionDisposed−222,222$2.25−$217,181.250Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)