Goodman Sean D.'s Form 4/A amendment
AmendedAMC Entertainment Holdings, Inc. (AMC) · filed Nov 15, 2021
- Accession no.
- 0001411579-21-000077
- Filed
- Nov 15, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 12, 2021
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $6.65M. It was filed 6 days after the trade.
This amendment restates part of 0001411579-21-000073 (filed Nov 12, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goodman Sean D.CIK 0001663623 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Class A Common Stock | SSaleDisposed | −111,300 | $40.36 | −$4,492,068 | 54,950 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001411579-21-000073 (filed Nov 12, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Class A Common Stock | SSaleDisposed | −54,950 | $39.22F3 | −$2,155,139 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported is a volume weighted average price. Shares were sold in multiple transactions at prices ranging from $38.10 to $40.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, and the staff of the SEC, upon request, information regarding the number of Shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain performance stock units ("PSUs") granted to the Reporting Person pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP").
- F2
Correction - transaction date should be 11/09/21.