Rabaut Thomas W's Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Nov 16, 2021
- Accession no.
- 0001411207-21-000187
- Filed
- Nov 16, 2021
- Trade date
- Nov 10-12, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $200.3K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rabaut Thomas WCIK 0001241605 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | GGiftDisposed | −50,688 | $0.00 | $0 | 4,390 | Direct | |
| Nov 10, 2021 | Common Stock | GGiftAcquired | +50,688 | $0.00 | $0 | 50,688 | Indirect | |
| Nov 12, 2021 | Common Stock | PPurchaseAcquired | +5,475 | $36.59F2 | +$200,330.25 | 9,865 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $36.49 to $36.65. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.