Simms Christopher Paul's Form 4 filing
IVERIC bio, Inc. (ISEE) · filed Aug 4, 2022
- Accession no.
- 0001410939-22-000092
- Filed
- Aug 4, 2022
- Trade date
- Aug 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $138.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simms Christopher PaulCIK 0001877012 | Officer (SVP, Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $0.00F1 | $0 | 22,069 | Direct | |
| Aug 2, 2022 | Common Stock | MOption exerciseAcquired | +18,750 | $0.00F1 | $0 | 40,819 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −5,454 | $11.25F3 | −$61,357.5 | 35,365 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −6,818 | $11.25F3 | −$76,702.5 | 28,547 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct | |
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 56,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units converted into common stock on a one-for-one basis upon vesting of the units.
Referenced by the price of 2 transactions in Table I.
- F3
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions ranging from $11.14 to $11.38 per share on August 3, 2022 on behalf of a group of employees of the Registrant to satisfy the payment of withholding tax liability of such employees.
Referenced by the price of 2 transactions in Table I.