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Jain Vivek's Form 4 filing

Icu Medical Inc (ICUI) · filed Nov 4, 2024

Accession no.
0001410442-24-000007
Filed
Nov 4, 2024
Trade date
Nov 1, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.06M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jain VivekCIK 0001410442Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2024Common StockMOption exerciseAcquired+12,000$88.76+$1,065,120116,593Direct
Nov 1, 2024Common StockSSaleDisposed−4,228$170.75−$721,931112,365Direct
Nov 1, 2024Common StockSSaleDisposed−4,147$171.91−$712,910.77108,218Direct
Nov 1, 2024Common StockSSaleDisposed−2,386$172.76−$412,205.36105,832Direct
Nov 1, 2024Common StockSSaleDisposed−1,239$173.60−$215,090.4104,593Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2024Common StockMOption exerciseDisposed−12,000$0.00$013,373Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)