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Jain Vivek's Form 4 filing

Icu Medical Inc (ICUI) · filed Jul 14, 2023

Accession no.
0001410442-23-000005
Filed
Jul 14, 2023
Trade date
Jul 12, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.40M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jain VivekCIK 0001410442Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 12, 2023Common StockMOption exerciseAcquired+30,000$58.79+$1,763,70053,677Direct
Jul 12, 2023Common StockSSaleDisposed−30,000$180.02−$5,400,60023,677Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 12, 2023Common StockMOption exerciseDisposed−30,000$0.00$0146,366Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)