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Stack Fergal's Form 4 filing

Happen, Inc. (HAPN) · filed Aug 27, 2026

Accession no.
0001409970-26-000190
Filed
Aug 27, 2026, 6:17 PM ET
Trade date
Aug 25, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stack FergalCIK 0001714400Officer (SVP, Corporate Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2026Common StockMOption exerciseAcquired+3,117$0.00$043,094Direct
Aug 25, 2026Common StockMOption exerciseAcquired+1,907$0.00$045,001Direct
Aug 25, 2026Common StockMOption exerciseAcquired+1,569$0.00$046,570Direct
Aug 25, 2026Common StockFTax withholdingDisposed−2,682$18.25−$48,946.543,888Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2026Common StockMOption exerciseDisposed−3,117$0.00$06,235Direct
Aug 25, 2026Common StockMOption exerciseDisposed−1,907$0.00$011,442Direct
Aug 25, 2026Common StockMOption exerciseDisposed−1,569$0.00$015,695Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)