Sanborn Scott's Form 4 filing
Happen, Inc. (HAPN) · filed Aug 27, 2026
- Accession no.
- 0001409970-26-000186
- Filed
- Aug 27, 2026, 6:12 PM ET
- Trade date
- Aug 25-26, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $524.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sanborn ScottCIK 0001397362 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2026 | Common Stock | MOption exerciseAcquired | +13,151 | $0.00 | $0 | 1,491,714 | Direct | |
| Aug 25, 2026 | Common Stock | MOption exerciseAcquired | +8,045 | $0.00 | $0 | 1,499,759 | Direct | |
| Aug 25, 2026 | Common Stock | MOption exerciseAcquired | +6,621 | $0.00 | $0 | 1,506,380 | Direct | |
| Aug 25, 2026 | Common Stock | FTax withholdingDisposed | −14,856 | $18.25 | −$271,122 | 1,491,524 | Direct | |
| Aug 26, 2026 | Common Stock | SSaleDisposed | −28,750 | $18.25 | −$524,710.5 | 1,462,774 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2026 | Common Stock | MOption exerciseDisposed | −13,151 | $0.00 | $0 | 26,302 | Direct | |
| Aug 25, 2026 | Common Stock | MOption exerciseDisposed | −8,045 | $0.00 | $0 | 48,270 | Direct | |
| Aug 25, 2026 | Common Stock | MOption exerciseDisposed | −6,621 | $0.00 | $0 | 66,209 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.