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Mattics Steven C's Form 4 filing

Happen, Inc. (HAPN) · filed Aug 27, 2026

Accession no.
0001409970-26-000184
Filed
Aug 27, 2026, 6:10 PM ET
Trade date
Aug 25, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mattics Steven CCIK 0001551764Officer (Bank - Chief Lending Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2026Common StockMOption exerciseAcquired+21,034$0.00$072,773Direct
Aug 25, 2026Common StockMOption exerciseAcquired+6,179$0.00$078,952Direct
Aug 25, 2026Common StockFTax withholdingDisposed−13,697$18.25−$249,970.2565,255Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2026Common StockMOption exerciseDisposed−21,034$0.00$0147,236Direct
Aug 25, 2026Common StockMOption exerciseDisposed−6,179$0.00$061,795Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)