Indiveri Michael J.'s Form 4 filing
Retail Opportunity Investments Corp (ROIC) · filed Nov 1, 2023
- Accession no.
- 0001407623-23-000103
- Filed
- Nov 1, 2023
- Trade date
- Oct 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $16.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Indiveri Michael J.CIK 0001415361 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2023 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,500 | $11.16 | +$16,740 | 9,900 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.