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Russo Carl's Form 4 filing

Calix, Inc (CALX) · filed Aug 5, 2024

Accession no.
0001406666-24-000031
Filed
Aug 5, 2024
Trade date
Aug 2, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $939.0K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Russo CarlCIK 0001483757Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 2, 2024Common StockSSaleDisposed−23,720$37.53F1−$890,211.63,724,661Direct
Aug 2, 2024Common StockSSaleDisposed−1,280$38.14F2−$48,819.23,723,381Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.13 to $38.10, inclusive. Full information on the number of shares sold at each sale price is available upon request.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.1225 to $38.18, inclusive. Full information on the number of shares sold at each sale price is available upon request.

Referenced by the price of 1 transaction in Table I.

Remarks

Sales reported on the Form 4 were effected pursuant to a previously established Rule 10b5-1 trading plan.

Read the full filing on SEC EDGAR (opens in a new tab)