Collins John Matthew's Form 4 filing
Calix, Inc (CALX) · filed Oct 30, 2023
- Accession no.
- 0001406666-23-000041
- Filed
- Oct 30, 2023
- Trade date
- Oct 27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.99M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collins John MatthewCIK 0001887165 | Officer (Chief Commercial Ops Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $6.95 | +$104,250 | 15,000 | Direct | |
| Oct 27, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $8.03 | +$120,450 | 30,000 | Direct | |
| Oct 27, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $9.16 | +$274,800 | 60,000 | Direct | |
| Oct 27, 2023 | Common Stock | SSaleDisposed | −60,000 | $33.14F1 | −$1,988,400 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 20,171 | Direct | |
| Oct 27, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 25,000 | Direct | |
| Oct 27, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 165,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares sold between $32.39 and $34.12 per share at a weighted average price of $33.14. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.