Collins John Matthew's Form 4 filing
Calix, Inc (CALX) · filed Nov 4, 2022
- Accession no.
- 0001406666-22-000058
- Filed
- Nov 4, 2022
- Trade date
- Nov 3, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $353.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collins John MatthewCIK 0001887165 | Officer (EVP, Commercial Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $9.16 | +$45,800 | 5,000 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −5,000 | $70.65F1 | −$353,250 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 195,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares sold between $70.62 and $70.82 per share at a weighted average price of $70.65. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.