Sindelar Cory's Form 4/A amendment
AmendedCalix, Inc (CALX) · filed Nov 4, 2022
- Accession no.
- 0001406666-22-000057
- Filed
- Nov 4, 2022
- Trade date
- Oct 31, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 31, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $223.6K. It was filed 4 days after the trade.
This amendment replaces 0001406666-22-000053 (filed Oct 31, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sindelar CoryCIK 0001226868 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $5.05 | +$15,150 | 75,848 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −3,000 | $74.52 | −$223,560 | 72,848 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 277,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Fully exercisable