Listwin Donald J's Form 4 filing
Calix, Inc (CALX) · filed Oct 31, 2022
- Accession no.
- 0001406666-22-000051
- Filed
- Oct 31, 2022
- Trade date
- Oct 27-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $7.28M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Listwin Donald JCIK 0001211436 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | SSaleDisposed | −50,000 | $72.66F1 | −$3,633,000 | 650,000 | Direct | |
| Oct 28, 2022 | Common Stock | SSaleDisposed | −50,001 | $72.87F2 | −$3,643,572.87 | 599,999 | Direct | |
| Oct 28, 2022 | Common Stock | GGiftDisposed | −9,999 | $0.00 | $0 | 590,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
(1) Shares sold between $72.00 and $73.63 per share at a weighted average price of $72.66. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.
- F2
(2) Shares sold between $72.33 and $73.81 per share at a weighted average price of $72.87. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.