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Listwin Donald J's Form 4 filing

Calix, Inc (CALX) · filed Aug 5, 2022

Accession no.
0001406666-22-000038
Filed
Aug 5, 2022
Trade date
Aug 3, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $2.04M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Listwin Donald JCIK 0001211436Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2022Common StockSSaleDisposed−35,000$58.20F1−$2,037,000700,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares sold between $57.39 and $59.02 per share at a weighted average price of $58.20. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)