Listwin Donald J's Form 4 filing
Calix, Inc (CALX) · filed May 11, 2022
- Accession no.
- 0001406666-22-000010
- Filed
- May 11, 2022
- Trade date
- May 5-6, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.96M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Listwin Donald JCIK 0001211436 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2022 | Common Stock | SSaleDisposed | −33,750 | $39.97F1 | −$1,348,987.5 | 751,250 | Direct | |
| May 6, 2022 | Common Stock | SSaleDisposed | −16,250 | $37.72 | −$612,950 | 735,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares sold between $38.36 and $41.36 per share at a weighted average price of $39.97. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.