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Denuccio Kevin A's Form 4 filing

Calix, Inc (CALX) · filed Nov 3, 2021

Accession no.
0001406666-21-000130
Filed
Nov 3, 2021
Trade date
Nov 2, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $1.39M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Denuccio Kevin ACIK 0001227891Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common StockSSaleDisposed−5,612$68.82F1−$386,217.84106,965Direct
Nov 2, 2021Common StockSSaleDisposed−9,310$69.00−$642,39097,655Direct
Nov 2, 2021Common StockSSaleDisposed−5,178$68.97−$357,126.6692,477Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares sold between $68.79 and $68.911 per share at a weighted average price of $68.8245. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)