Collins John Matthew's Form 4 filing
Calix, Inc (CALX) · filed Nov 2, 2021
- Accession no.
- 0001406666-21-000128
- Filed
- Nov 2, 2021
- Trade date
- Oct 29-Nov 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $675.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collins John MatthewCIK 0001887165 | Officer (EVP, Commercial Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +10,829 | $6.95 | +$75,261.55 | 10,829 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −8,912 | $61.79F1 | −$550,672.48 | 1,917 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −1,088 | $61.60F2 | −$67,020.8 | 829 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −829 | $70.05F3 | −$58,071.45 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −10,829 | $0.00 | $0 | 60,171 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.
- F2
Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.
- F3
Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.