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Listwin Donald J's Form 4 filing

Calix, Inc (CALX) · filed Nov 1, 2021

Accession no.
0001406666-21-000124
Filed
Nov 1, 2021
Trade date
Oct 28, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $900.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Listwin Donald JCIK 0001211436Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2021Common StockPPurchaseAcquired+15,000$60.00F1+$900,000799,977Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares purchased between $59.978 and $60.00 per share at a weighted average price of $59.9995. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)