Eleniak Shane Todd Marshall's Form 4 filing
Calix, Inc (CALX) · filed Oct 18, 2021
- Accession no.
- 0001406666-21-000112
- Filed
- Oct 18, 2021
- Trade date
- Oct 15, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.47M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eleniak Shane Todd MarshallCIK 0001886143 | Officer (EVP, Products) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $5.95 | +$148,750 | 25,000 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −25,000 | $58.61F2 | −$1,465,250 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $5.95 | −$148,750 | 75,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Shares sold between $57.52 and $60.00 per share at a weighted average price of $58.605. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
Referenced by the price of 1 transaction in Table I.