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Matthews Michael's Form 4 filing

Calix, Inc (CALX) · filed Aug 9, 2021

Accession no.
0001406666-21-000092
Filed
Aug 9, 2021
Trade date
Aug 5, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $151.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Matthews MichaelCIK 0001507710Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2021Common StockSSaleDisposed−2,500$44.73F1−$111,82572,885Direct
Aug 5, 2021Common StockSSaleDisposed−885$45.07−$39,886.9572,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares sold between $44.64 and $44.86 per share at a weighted average price of $44.7346. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)