Weening Michael's Form 4 filing
Calix, Inc (CALX) · filed Jul 7, 2021
- Accession no.
- 0001406666-21-000069
- Filed
- Jul 7, 2021
- Trade date
- Jul 7, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.3M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weening MichaelCIK 0001678385 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2021 | Common Stock | MOption exerciseAcquired | +291,581 | $6.38 | +$1,860,286.78 | 305,166 | Direct | |
| Jul 7, 2021 | Common Stock | SSaleDisposed | −291,581 | $49.00 | −$14,287,469 | 13,585 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2021 | Common Stock | MOption exerciseDisposed | −291,581 | $0.00 | $0 | 80,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.