Adams Mark's Form 4 filing
XPEL, Inc. (XPEL) · filed Jun 1, 2023
- Accession no.
- 0001404341-23-000015
- Filed
- Jun 1, 2023
- Trade date
- May 24-Jun 1, 2023
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.61M. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams MarkCIK 0001404341 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2023 | Common Stock | SSaleDisposed | −26 | $70.30 | −$1,827.8 | 2,175,945 | Direct | |
| May 31, 2023 | Common Stock | SSaleDisposed | −23,202 | $69.10F1 | −$1,603,258.2 | 2,152,743 | Direct | |
| Jun 1, 2023 | Common Stock | MOption exerciseAcquired | +498 | $66.95F2 | +$33,341.1 | 2,153,241 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2023 | Common Stock | AGrant or awardAcquired | +1,120 | $71.43 | +$80,001.6 | 1,618 | Direct | |
| Jun 1, 2023 | Common Stock | MOption exerciseDisposed | −498 | $66.95 | −$33,341.1 | 1,120 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.10 to $61.13, inclusive. The Reporting Person undertakes to provide to XPEL, Inc., any security holder of XPEL, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Each restricted stock unit ("RSU") represents a contingent right to receive one share of XPEL common stock.
Referenced by the price of 1 transaction in Table I.