Adams Mark's Form 4/A amendment
AmendedXPEL, Inc. (XPEL) · filed Feb 14, 2022
- Accession no.
- 0001404341-22-000004
- Filed
- Feb 14, 2022
- Trade date
- May 26-27, 2021
- Filing delay
- 264 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 28, 2021
This filing lists 5 non-derivative transactions. Open-market sales total $8.32M. It was filed 264 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams MarkCIK 0001404341 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2021 | Common Stock | SSaleDisposed | −1,726 | $82.00 | −$141,532 | 2,772,886 | Direct | |
| May 27, 2021 | Common Stock | SSaleDisposed | −200 | $85.23 | −$17,046 | 2,772,686 | Direct | |
| May 27, 2021 | Common Stock | SSaleDisposed | −19,546 | $84.07F2 | −$1,643,232.22 | 2,753,140 | Direct | |
| May 27, 2021 | Common Stock | SSaleDisposed | −1,670 | $82.00 | −$136,940 | 2,751,470 | Direct | |
| May 27, 2021 | Common Stock | SSaleDisposed | −78,584 | $81.18F3 | −$6,379,449.12 | 2,672,886 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on May 28, 2021, is being amended by this Form 4 amendment due to a clerical error which misrepresented total shares held by Mark Adams and the nature of the ownership of some shares. As a result of this clerical error, the total number of shares held by Mr. Adams were originally understated by 23,163. Additionally, with this amendment, shares held by certain of Mr. Adams' family members are presented separately.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.50, inclusive. The reporting person undertakes to provide to XPEL, Inc., any security holder of XPEL, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.18, inclusive. The reporting person undertakes to provide to XPEL, Inc., any security holder of XPEL, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
Mr. Adams has a power of attorney granting him voting and dispositive power over the shares set forth above.
- F5
Mr. Adams has voting and dispositive power over the shares set forth above.