Tuozzolo Claudio's Form 4 filing
Vicor Corp (VICR) · filed Jul 27, 2021
- Accession no.
- 0001403540-21-000004
- Filed
- Jul 27, 2021
- Trade date
- Jul 26, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.03M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tuozzolo ClaudioCIK 0001403540 | Director, Officer (Corp. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | SSaleDisposed | −1,660 | $112.02 | −$185,953.2 | 53,729 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −1,764 | $112.08 | −$197,709.12 | 51,965 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −1,104 | $112.08 | −$123,736.32 | 50,861 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −1,530 | $112.08 | −$171,482.4 | 49,331 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −115 | $112.08 | −$12,889.2 | 49,216 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseAcquired | +2,068 | $19.35 | +$40,015.8 | 51,284 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −2,068 | $112.08 | −$231,781.44 | 49,216 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseAcquired | +942 | $10.61 | +$9,994.62 | 50,158 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −942 | $112.08 | −$105,579.36 | 49,216 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −2,068 | $0.00 | $0 | 516 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −942 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.