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Willmschen Robert W Jr's Form 4 filing

Heritage-Crystal Clean, Inc. (HCCI) · filed Mar 10, 2023

Accession no.
0001403431-23-000011
Filed
Mar 10, 2023
Trade date
Mar 8-9, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $159.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Willmschen Robert W JrCIK 0001428956Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2023Common StockSSaleDisposed−3,984$37.03F1−$147,527.5250,691Direct
Mar 9, 2023Common StockSSaleDisposed−331$37.09F2−$12,276.7950,360Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $37.00 to $37.64, inclusive.

Referenced by the price of 1 transaction in Table I.

F2

The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $37.00 to $37.25, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)